Our Services

Running a fully compliant brokerage in the face of ever-changing regulations is a challenge in itself, aside from the demands of managing advisers, staff and clients. Whilst every IFA is different, at Nexus Global we recognise that outsourcing is the key. Our aim is simple; empower you to focus on running your business and building your future.


Regulation

  • Authorisation and EU Passporting
  • Full compliance support
  • File monitoring
  • Onsite and remote assistance

Professional Indemnity

  • Enhanced cover via network group policy
  • Significant saving on costs of individual cover
  • Support and guidance on internal complaints procedures
  • Support and guidance in the event of a claim

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Brand Awareness

  • Continue to operate under your current branding
  • Template branding for new start-ups/breakaway teams
  • Compliance review of existing marketing strategies and materials
  • Newsletter templates

Training & Development

  • Onsite compliance training
  • International staff training (compliance & procedures)
  • Sales & product training
  • Fully qualified in-house dedicated support
  • Recruitment assistance with discounted rates

Back Office Systems

  • IFA specific CRM (view your entire business at a glance)
  • Online access to your data & documents
  • Integrates with business tools used for financial services industry
  • Full commission reconciliation (including renewals and trails)
  • Marketing capabilities

Banking/Custody platforms

  • 24/7 viewing capability
  • Consolidation and control of your customers assets
  • Live valuation service
  • Access to private banking products not normally available to general public
  • Report designing capability

Remuneration

  • Enhanced initial and residual income
  • Trail fees on regular premium AUM
  • Additional revenue streams through banking platforms